Topic
Outsourcing
322 published works
Global Regulation Tomorrow
Outsourcing and third-party risk – Overview of responses to FSB public consultation
On 14 June 2021, the Financial Stability Board (FSB) published a note which summarises the main issues raised by respondents to its discussion paper on regulatory and supervisory issues relating…
Global Regulation Tomorrow
ESMA supervisory briefing on benchmarks administrators’ presence in their Member States of location and outsourcing
On 28 May 2021, the European Securities and Markets Authority issued a supervisory briefing designed to provide guidance to Member State competent authorities (NCAs) in respect of the presence of…
Global Regulation Tomorrow
FCA updates outsourcing and operational resilience webpage
On 6 May 2021, the FCA updated its webpage regarding outsourcing and operational resilience. The FCA has added to the bottom of the webpage a new section entitled ‘Who the…
Ogletree Deakins Insights
Mexican Labor Law Amendment Abolishes Outsourcing of Personnel
By Publisher, Oscar Margáin Vega, Rodrigo De La Concha Alvarez, Ana Paula Delsol Espada, Nora M. Villalpando Badillo
On April 23, 2021, an amendment to the Mexican Labor Law was published in the Official Gazette of the Federation. Below are the key points about the amendment and how…
CCN Mexico Report™
Mexico Publishes Major New Outsourcing Rules
On April 23, 2021, the Mexican government published a new Decree in the Official Journal of the Federation amending and supplementing numerous Mexican statutes, including the Federal Labor Law, the…
CCN Mexico Report™
Consensus Emerges on Amendments to Mexico Outsourcing Rules
Representatives from the Mexican Federal Government, Business Sector and Union Groups conferred on April 5, 2021 in an attempt to agree on the terms of new pending federal legislation governing…
Global Regulation Tomorrow
PRA Policy Statement on outsourcing and third party risk management
By Hannah McAslan (UK), Hannah Meakin (UK)
On 29 March 2021, the PRA published Policy Statement 7/21: Outsourcing and third party risk management (PS7/21). In PS7/21 the PRA provides feedback to responses to Consultation Paper 30/19: Outsourcing…
Global Regulation Tomorrow
The NRF Outsourcing Toolkit – end to end assistance for contractual remediation projects
By Hannah Meakin (UK), Hannah McAslan (UK), James Russell
There are a broad range of regulatory requirements for financial services firms when it comes to outsourcing business activities, perhaps most significantly, the EBA’s Guidelines on outsourcing (the ‘Guidelines’). The…
Subject to Inquiry
Consolidated Financial Account Reports and Use of Vendors: FINRA Continues Regulatory Scrutiny – What’s Old is New
By Cheryl Haas, Piper McCormick
Overview Consolidated financial account reports can offer a broad – all-encompassing -- view of customers’ investments regardless of where the assets are held and may even include non-securities assets. Customers…
LeanDiscovery
Sitting with the C-Suite: Gulam Zade of LOGICFORCE
On October 23, 2020, I sat down via Webex with Gulam Zade, the CEO of LOGICFORCE. Gulam and I covered LOGICFORCE’s scorecard, and how the company has diversified and grown…