
Cheryl Haas
Professional Bio
Cheryl is go-to litigation counsel for Fortune 100 companies, investment companies and advisers, broker-dealers and private individuals in high-stakes disputes in federal and state courts and a variety of arbitration forum as well as before the U.S. Securities and Exchange Commission, the Financial Industry Regulatory Authority and state securities regulators across the United States.
SEC Issues Risk Alert on Reg BI Deficiencies Identified During Exams
Subject to Inquiry ·
FINRA’s Important Reminder to Firms—Don’t Forget to Supervise Third-Party Vendors
Subject to Inquiry ·
SEC 2021 National Exam Program Examination Priorities
Consumer FinSights ·