
Cheryl Haas
Professional Bio
Cheryl is go-to litigation counsel for Fortune 100 companies, investment companies and advisers, broker-dealers and private individuals in high-stakes disputes in federal and state courts and a variety of arbitration forum as well as before the U.S. Securities and Exchange Commission, the Financial Industry Regulatory Authority and state securities regulators across the United States.
SEC OCIE Highlights Potential Deficiencies in Firm Privacy Policies
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SEC Charges Its First Robo Actions – Increasing Scrutiny of the Investment Platform
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FINRA Issues Sweep Letter on Firms’ Cultural Values
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