
Cheryl Haas
Professional Bio
Cheryl is go-to litigation counsel for Fortune 100 companies, investment companies and advisers, broker-dealers and private individuals in high-stakes disputes in federal and state courts and a variety of arbitration forum as well as before the U.S. Securities and Exchange Commission, the Financial Industry Regulatory Authority and state securities regulators across the United States.
SEC 2021 National Exam Program Examination Priorities
Subject to Inquiry ·
Another Cop on the Beat? CFP Board Signals Increased Enforcement Focus
Subject to Inquiry ·
Pitfalls to Avoid in Investment Adviser Compliance Programs: SEC OCIE Risk Alert
Subject to Inquiry ·