Topic
Position Limits
83 published works
Corporate and Securities Law
Court Vacates CFTC’s Position Limits Rule
Corporate & Financial Weekly Digest
CFTC Issues Temporary No-Action Relief from Aggregation Requirements of Position Limits Rule
Co-authored by Tanja Samardzija. On July 24, the Commodity Futures Trading Commission issued temporary no-action relief to harmonize the implementation of the CFTC’s Position Limits for Futures and Swaps (the…
Corporate and Securities Law
CFTC Proposes Modifications to Aggregation Provisions of Position Limits Rule
Corporate & Financial Weekly Digest
CME Issues Advisory Notice Regarding the Termination of Temporary Waiver of Annual Application for Position Limits Exemption
Co-authored by Blake J. Brockway. On April 30, CME Group issued a Market Regulation Advisory Notice related to the termination of its previously issued temporary waiver of the otherwise required…
Corporate and Securities Law
Plaintiffs Challenging CFTC Position Limits Dealt Set Back
Energy Business Law
CFTC Interim Rule Limits Futures and Swaps Positions; Challenge Filed, Delay Rejected
by Ari Peskoe After months of contentious debate, which included multiple delays, complaints to the U.S. Commodity Futures Trading Commission (CFTC) Inspector General, and a 3-2 vote along party lines,…
Corporate & Financial Weekly Digest
CFTC Rejects Motion for Stay of Position Limits Rules
By Kevin M. Foley, Christian B. Hennion
On January 3, the Commodity Futures Trading Commission issued an order rejecting a motion filed by the International Swaps and Derivatives Association (ISDA) and the Securities Industry and Financial Markets…
Corporate & Financial Weekly Digest
Position Limits for Futures and Swaps
At its October 18 open meeting, the Commodity Futures Trading Commission (the CFTC) also approved final rules on speculative position limits for futures and swaps. The final rules were approved…
Corporate and Securities Law
CFTC Issues Final Rule on Position Limits
Corporate & Financial Weekly Digest
CFTC Publishes Ninth Series of Dodd-Frank Rules
The Commodity Futures Trading Commission has published its ninth series of proposed rules under the Dodd-Frank Wall Street Reform and Consumer Protection Act. The ninth series of CFTC rule proposals…