Topic
Position Limits
83 published works
Global Regulation Tomorrow
Handbook Notice 127
By Anita Edwards, Simon Lovegrove (UK)
On 28 February 2025, the Financial Conduct Authority (FCA) issued Handbook Notice 127. This Handbook Notice describes the changes to the FCA Handbook and other material made by the FCA…
Global Regulation Tomorrow
Commission Delegated Regulation (EU) 2022/1302 of 20 April 2022 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the application of position limits to commodity derivatives and procedures for applying for exemption from position limits
On 26 July 2022, there was published in the Official Journal of the European Union (OJ) Commission Delegated Regulation (EU) 2022/1302 of 20 April 2022 supplementing Directive 2014/65/EU of the…
Banking, Finance and Securities
Commission Delegated Regulation supplementing MiFID II with regard to RTS for the application of position limits to commodity derivatives and procedures for applying for exemption from position limits
On 20 April 2022, the European Commission adopted a Delegated Regulation supplementing MiFID II with regard to regulatory technical standards (RTS) for the application of position limits to commodity derivatives…
Global Regulation Tomorrow
FCA issues statement on supervision of commodity derivative position limits
By Jonathan Herbst (UK), Arup Sen
On 20 December, the FCA published a statement on its website regarding the supervision and enforcement of commodity derivative position limits (‘the Statement’). The Statement reiterates the position taken in…
Global Regulation Tomorrow
ESMA final report on technical standards for commodity derivatives
On 22 November 2021, the European Securities and Markets Authority (ESMA) published its final report, ‘Technical standards for commodity derivatives’. Under the MiFID II Recovery Package, position limits will only…
Global Regulation Tomorrow
MiFID Quick Fix: ESMA consults on revised commodity derivatives RTS
On 26 May 2021, the European Securities and Markets Authority (ESMA) launched a public consultation on its new technical standards on commodity derivatives. By way of background, ESMA was mandated…
Corporate & Financial Weekly Digest
ESMA Publishes Statement Announcing Supervisory Approach to MiFID II Position Limits for Commodity Derivatives
By Carolyn H. Jackson, Nathaniel Lalone, Neil Robson
On March 19, the European Securities and Markets Authority (ESMA) published a statement announcing a new Directive relating to its supervisory approach to position limits for commodity derivatives under the…
Global Regulation Tomorrow
ESMA clarifies application of position limits pending MiFID II change
On 19 March 2021, the European Securities and Markets Authority (ESMA) issued a public statement regarding its supervisory approach to position limits for commodity derivatives. To help the recovery from…
Global Regulation Tomorrow
ESMA board of supervisors – decision on delegation to the ESMA Chair of the adoption of non-controversial opinions on position limits
On 27 January 2021, the European Securities and Markets Authority (ESMA) issued a decision from its board of supervisors concerning the delegation to the chair of non-controversial opinions on position…
Corporate & Financial Weekly Digest
CFTC Adopts New Position Limits Requirements
By Kevin M. Foley, James M. Brady
On October 15, the Commodity Futures Trading Commission adopted new rules on position limits. As described in greater detail in Katten’s advisory, CFTC Adopts New Position Limit Requirements, the new…