Topic
Position Limits
83 published works
Corporate & Financial Weekly Digest
FCA Publishes Statement on MiFIR Trade Reporting and Position Limit Obligations
By Carolyn H. Jackson, Nathaniel Lalone, Neil Robson
On October 1, the United Kingdom’s (UK) Financial Conduct Authority (FCA) published a statement on trade reporting and position limit obligations under the Markets in Financial Instruments Regulation (MiFIR) (the…
Corporate & Financial Weekly Digest
ESMA Updates Opinions on Transparency and Position Limits for Third-Country Trading Venues
By Carolyn H. Jackson, Nathaniel Lalone, Neil Robson
On June 3, the European Securities and Markets Authority (ESMA) published updated versions of its opinions on transparency (Transparency Opinion) and position limits (Position Limits Opinion) for third-country trading venues…
Corporate & Financial Weekly Digest
CFTC Unanimously Approves Measures Related to Position Limits and Position Accounting for Security Futures Products and Public Rulemaking Procedures
By Christian B. Hennion, Stanley V. Polit
On September 16, the Commodity Futures Trading Commission (CFTC) unanimously approved 1) a final rule on security futures product (SFP) position limits and position accountability for (Final Rule); and 2)…
Corporate & Financial Weekly Digest
CFTC’s Division of Market Oversight Extends No-Action Relief from Position Aggregation Requirements
By Kevin M. Foley, Leonard Licht, Carl E. Kennedy
On August 1, 2019, the Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight (DMO) issued a letter extending prior no-action relief, which suspended the need for certain persons otherwise…
Corporate & Financial Weekly Digest
ESMA Launches Call for Evidence on Position Limits in Commodity Derivatives Under MiFID II
By Carolyn H. Jackson, Nathaniel Lalone, Neil Robson
On May 24, the European Securities and Markets Authority (ESMA) published a call for evidence on position limits and position management in commodity derivatives. The call for evidence has been…
Corporate & Financial Weekly Digest
ESMA Publishes Opinion on Position Limits on ICE Low Sulphur Gasoil Futures and Options Commodity Contracts
By Carolyn H. Jackson, Nathaniel Lalone, Neil Robson
On January 23, the European Securities and Markets Authority (ESMA) published an opinion, dated January 18, on position limits on ICE Low Sulphur Gasoil futures and options commodity contracts. ESMA…
Corporate & Financial Weekly Digest
FCA Updates Webpage on MiFID II Position Limits for Commodity Derivative Contracts
By Carolyn H. Jackson, Nathaniel Lalone, Neil Robson
On October 22, the UK Financial Conduct Authority (FCA) updated its webpage for bespoke position limits set for a number of commodity derivatives traded on UK trading venues, namely contracts…
Corporate & Financial Weekly Digest
ESMA Publishes Opinion on Position Limits on UK Natural Gas Contracts Proposed by the FCA
By Carolyn H. Jackson, Nathaniel Lalone, Neil Robson
On October 5, the European Securities and Markets Authority (ESMA) published an opinion, dated September 24, on position limits on UK natural gas commodity futures and options contracts proposed by…
Banking, Finance and Securities
ESMA opinions on position limits
On 5 October 2018, the European Securities and Markets Authority (ESMA) published the following opinions on position limits on: Swiss power base contracts. The ESMA opinion is in response to…
Corporate & Financial Weekly Digest
CFTC Proposes Amendments to Its Position Limit Rules
The Commodity Futures Trading Commission is proposing to amend its position limits rules for security futures products (SFPs) to provide exchanges that list SFPs with greater discretion in setting limit…