Topic
Quantitative Investing
2 published works
China Law Insight
量化私募基金稳健发展之道：拥抱监管，合规前行
By King & Wood
作者：胡静 黄星烨 陈奕辰 近年来，得益于基础设施和信息技术的快速发展和广泛应用，量化交易规模持续上升，已成为包括公私募基金在内投资者参与证券交易的重要方式之一。从市场实践来看，量化交易在促进价格发现、增强流动性及提升交易效率等方面具有积极作用，同时也因为量化机构在技术、信息方面形成的相对优势，特定市场环境下也出现了如因高频量化交易行为所导致的市场波动等风险。 阅读更多
Regulatory & Compliance Update
Quantitative Investment Manager Sanctioned by the SEC: Lessons for Private Fund Managers
On Aug. 27, 2018, the U.S. Securities and Exchange Commission announced settlements with a U.S.-based registered investment adviser, several of its affiliates and two of its executives for alleged misconduct…