Topic
Record Keeping
223 published works
Corporate & Financial Weekly Digest
SEC Proposes Recordkeeping and Reporting Rules for Security-based Swaps
On April 17, the Securities and Exchange Commission proposed several new rules relating to security-based swaps. The rules deal with “recordkeeping, reporting, and notification requirements applicable to security-based swap dealers (‘SBSDs’)…
Corporate and Securities Law
CFTC Opens Broad Inquiry into Swap Data Recordkeeping and Reporting
Workforce Bulletin
OSHA Extends Comment Period for Controversial Injury and Illness Recordkeeping Rule
By Epstein Becker & Green, P.C.
Last month, we published an article about OSHA’s proposed new Injury and Illness Recordkeeping and Reporting rule that would create a minefield for hundreds of thousands of employers nationwide. In…
Workforce Bulletin
OSHA Proposes Intrusive and Burdensome New Injury & Illness Recordkeeping and Reporting Rule
By Epstein Becker & Green, P.C.
Last month, the Occupational Safety and Health Administration (“OSHA”) put out a press release announcing a proposed new rule that would significantly increase employers’ injury and illness recordkeeping and reporting…
Manufacturing Law Blog
New Proposed Recordkeeping Regs from OSHA, and a Friendly Reminder on the ADA
By Robinson+Cole's Manufacturing Law Industry Team
Two short posts today - new proposed regs, and a reminder Pam: OSHA is proposing significant changes to the recordkeeping associated with injuries and illnesses. OSHA is proposing a rule…
Securities Compliance Sentinel
FALSE AUM CLAIMS RESULT IN BAR
A registered investment adviser was terminated and its principal barred because it failed to keep proper records. This failure lead to a charge of false registration and Form ADV claims…
AIA Blog
Good Record-Keeping: More Important Than Ever Under the AIA
Post-AIA, no longer can inventors overcome certain types of prior art by proving an earlier date of invention, and interferences will eventually become a proceeding of the past. As a…
Legal Profession Blog
Solution To Misconduct: Divorce
The New York Appellate Division for the First Judicial Department imposed a public censure for an attorney's failure to protect entrusted funds as well as record-keeping and failure to supervise violations:This determination…
Wage & Hour - Developments & Highlights
Lack of Accurate Records Does Not Equal Windfall In FLSA Suits
The Eighth Circuit in Carmody v. Kansas City Board of Police Commissioners addressed the standard of proof in a wage and hour case when an employer failed to maintain accurate…
Texas Employer Handbook
Employment Law 101: Recordkeeping Guide Part II
Who, What, Why . . . Who does it apply to: In this edition, it varies according to the requirements of the particular law identified below. I am taking a…