Topic
Record Keeping
223 published works
The Securities Law Blog
JPMorgan Admits to Widespread Record-Keeping Failures and Agrees to Pay $125 Million Penalty to Resolve SEC Charges
The SEC announced charges against J.P. Morgan Securities LLC (JPMS), a broker-dealer subsidiary of JPMorgan Chase & Co., for widespread and longstanding failures by the firm and its employees to…
Elder Law Issues
Record Keeping in Estate and Trust Administration
By Robert Fleming, PLC, Fleming, Curti
When you administer a trust or estate, you need to pay particular attention to record keeping. That may seem like an obvious statement, but too often books and records are…
Workplace Privacy, Data Management & Security Report
OSHA ETS: What Records Must Covered Employers Collect, Retain, Safeguard, and Make Available Upon Request
Last week, the Occupational Safety and Health Administration (OSHA) issued an Emergency Temporary Standard (ETS) implementing President Joe Biden’s COVID-19 vaccine mandate covering employers with at least 100 employees. The…
Workplace Safety and Environmental Law Alert Blog
OSHA Advises Employers Not to Record Adverse Reactions From Voluntary COVID-19 Vaccines on the 300 Log
By Brent I. Clark, James L. Curtis, Adam R. Young, Patrick D. Joyce, and Craig B. Simonsen Seyfarth Synopsis: OSHA yesterday issued an additional guidance addressing whether employers need to record adverse vaccine reactions on…
Ogletree Deakins Insights
Incomplete Payroll Records Lead to Employer FLSA Liability, Fifth Circuit Rules
By Publisher
Employers recognize that the Fair Labor Standards Act (FLSA) requires that they pay nonexempt employees overtime wages for all hours worked in excess of 40 hours in a workweek. Additionally,…
Employment Law Worldview
Fifth Circuit Issues Timely Reminder Regarding the Importance of Employers Maintaining Accurate Wage Records (US)
A recent decision from a federal appeals court highlights the perils for employers associated with lax recordkeeping of employee work hours and wage information. It is well-established that every employer…
The Blockchain Monitor
FinCEN Proposes New Crypto Record-Keeping Rules; SEC and CFTC Issue Digital Asset Guidance; SEC Closes 2020 With Multiple Enforcement Actions Against Blockchain Firms
In this issue: • FinCEN Proposed Rule Creates New Cryptocurrency Record-Keeping Requirements • SEC Issues Statement on Digital Asset Custody, CFTC Issues Digital Assets Primer • SEC Closes 2020 With…
Legal Profession Blog
Two Decades Of Investigation And Prosecution Leads To Informal Admonition
The District of Columbia Court of Appeals has resolved a matter with as tortured a history as any in the long and tortured history of the bar disciplinary system.As explained…
The Pre-Flight Brief
FAA’s Intentional Falsification Settlement Policy: Not Much Of An Offer
By Greg Reigel
As you might imagine, the FAA has a dim view of intentional falsification cases. These situations arise when the FAA believes that a certificate holder (whether airman, mechanic, air carrier,…
Hunton Employment & Labor Perspectives
California’s New COVID-19 Notice And Record-Keeping Requirements
By Gabriel M. Huey, Julia Y. Trankiem
In response to the ongoing spread of COVID-19 in California, Governor Gavin Newsom signed AB 685. In short, AB 685 imposes uniform notice requirements on California employers dealing with a…