Topic
Reporting Requirements
294 published works
China Law Insight
New Section 16(a) Reporting Obligations for Directors and Officers of Foreign Private Issuers
By King & Wood
Authored by:Eli Han and Lucia Chen On February 27, 2026, the U.S. Securities and Exchange Commission (the "SEC") adopted a Final Rule, which amends certain of its rules and forms…
Global Regulation Tomorrow
BoE and PRA streamline reporting and disclosure requirements for bank failure regime
By Charlotte Carnegie, Simon Lovegrove (UK)
On 26 March 2026, the Bank of England (BoE) and the Prudential Regulation Authority (PRA) issued the following Policy Statements that contain changes to firms’ resolution reporting and disclosure requirements:…
Across The Board
SEC Adopts Final Rule Amendments Requiring Section 16(a) Reporting for Officers and Directors of Foreign Private Issuers
By Liz Walsh, Jennifer Zepralka
On February 27, 2026, more than two weeks in advance of the deadline, the U.S. Securities and Exchange Commission (the “SEC”) adopted final amendments to certain rules and forms under…
Free Writings + Perspectives
Foreign Issuers and Section 16 Reporting: SEC Adopts Final Rules for the Holding Foreign Insiders Accountable Act
The Securities and Exchange Commission today adopted final rules and form amendments to reflect the requirements of the recently enacted Holding Foreign Insiders Accountable (“HFIA”) Act. Directors and officers of…
Across The Board
Upcoming Reporting Requirements for Venture Capital Companies with a Nexus to California
By Liz Walsh
March 17, 2026 Update: Implementation and enforcement of the Fair Investment Practices by Venture Capital Companies Law (“FIPVCC”) will be suspended pending completion of rulemaking and until final regulations are…
The Securities Law Blog
SEC Proposes Amendments to Reduce Burdens in Reporting of Fund Portfolio Holdings
The Securities and Exchange Commission today proposed amendments to the form used by most registered investment companies to report portfolio-related information. The changes are designed to reduce reporting burdens without…
Free Writings + Perspectives
No-Action Letter on “Group” Reporting under Section 13(d) and 13(g) for Parties to OTC Derivatives Contracts
By Liz Walsh
On January 23, 2026, the staff of the Division of Corporation Finance of the U.S. Securities and Exchange Commission issued a letter in which it stated it would not object…
The Florida Bar News Releases
FinCEN Residential Real Property Rule – DO NOT PASS GO DO NOT COLLECT $200
By Susan Ray
Overview The FinCEN Residential Real Property Rule (the “New Rule”) goes into effect March 1, 2026. Many estate and trust, real property, corporate and litigation practitioners will be exposed to…
The CLS Blue Sky Blog
Paul Weiss Discusses Extension of Section 16 Reporting Obligations to Insiders of Foreign Private Issuers
By Brian M. Janson, John C. Kennedy, Christopher J. Cummings, Raphael M. Russo, David S. Huntington
On December 18, 2025, President Trump signed into law the National Defense Authorization Act for Fiscal Year 2026 (the “2026 NDAA”),which includes the Holding Foreign Insiders Accountable Act. The Holding…
Financial Services Observer
Congress Abolishes Certain Exemptions for Foreign Private Issuers; Will Now Require Compliance with Section 16(a) Beneficial Ownership Reporting For Directors and Officers
By Barbara A. Jones, Win Rutherfurd, Gary Emmanuel
On Dec. 18, 2025, President Donald Trump signed the National Defense Authorization Act for Fiscal Year 2026 (NDAA) into law. The NDAA includes Section 8103, the Holding Foreign Insiders Accountable Act (HFIAA),…