Topic
SEC Regulations
20 published works
Public Company Advisory Blog
Public Company Advisory News Roundup: SEC Proposes Significant Changes to the Registered Offering Framework
By Publisher
The latest issue of the Goodwin Public Company Advisory News Roundup has been posted, covering the period from May 11, 2026 – May 21, 2026. The Roundup highlights the latest developments in…
Public Company Advisory Blog
Public Company Advisory News Roundup: SEC Chairman Atkins Testifies Before Congressional Oversight Committees
By Publisher
The latest issue of the Goodwin Public Company Advisory News Roundup has been posted, covering the period from February 1 – February 13. The Roundup highlights the latest developments in…
The D&O Diary
Big Changes are Already Underway at the SEC
Paul Atkins, President Donald Trump’s nominee to serve as SEC Chair, has not even yet assumed his new office – his nomination apparently is scheduled to go before the relevant…
The D&O Diary
Trump Selects “Anti-Gensler” for SEC Chair
As D&O insurance professionals try to assess the potential impact on the industry from Donald Trump’s return to the White House next month, one area of focus has been on…
Free Writings + Perspectives
SEC Abandons Review of Vacated Private Fund Adviser Rules
By Anna T. Pinedo, Carlos E. Juarez
The Securities and Exchange Commission let pass the deadline to seek a review of the decision by the US Court of Appeals for the Fifth Circuit (the “Fifth Circuit”) to…
The CLS Blue Sky Blog
Cleary Gottlieb Looks at New Footnote Required Under Final SEC Climate-Related Disclosure Rules
By Helena Grannis, David Lopez, Francesca Odell, Nina Bell, Jonathan Povilonis
On March 6, 2024, the U.S. Securities and Exchange Commission approved in a 3-2 vote final rules that require most reporting companies to provide certain climate-related information in their registration…
The Securities Law Blog
SEC Adopts Reforms Relating to Investment Advisers Operating Exclusively Through the Internet
The Securities and Exchange Commission today adopted amendments to the rule permitting certain internet investment advisers to register with the Commission (the “internet adviser exemption”). The amendments will require an…
Public Chatter
The SEC’s Final Climate Rules: Coming Soon? (And Without Scope 3 Requirements?)
A number of media outlets (such as this Politico article and this Forbes piece) are reporting that the SEC Commissioners are reviewing a draft of the adopting release that would…
Data Privacy Dish
Jena M. Valdetero and Steven M. Malina Quoted in Dark Reading Article, ‘Orgs Face Major SEC Penalties for Failing to Disclose Breaches’
Jena M. Valdetero, Co-Chair of the firm’s Data Privacy and Cybersecurity Practice, and Steven M. Malina, a member of GT's Litigation Practice, were quoted in a Dark Reading article titled…
California Corporate & Securities Law Blog
SEC Makes Claims But Provides No Data
Recently, Securities and Exchange Commission Commissioner Mark Uyeda recently expressed concern about the the Commission's belief system with respect to its proposed Regulation Best Execution: This particular proposal uses the…