Topic
SEC Regulations
20 published works
The Blunt Truth®
SPAC and Related IPO Litigation as it has Evolved & The Current State of SEC Regulation of Disclosure
By Susan Ryan
Upcoming PLUS Webinar: “SPAC and Related IPO Litigation as it has Evolved & The Current State of SEC Regulation of Disclosure" Thursday, September 23, 2021 Join leading securities partners Greg…
The CLS Blue Sky Blog
Debevoise & Plimpton Discusses SEC’s Spring 2021 Agenda
By Marc Ponchione, Gregory T. Larkin, Sheena Paul
On June 11, 2021, the Securities and Exchange Commission (the “SEC”) released Chair Gary Gensler’s Spring 2021 regulatory agenda, which sets out the short- and long-term regulatory actions that the…
The SEC Institute Blog
Time to Remove Selected Financial Data and Quarterly Information?
As we discussed in this post, on January 11, 2021, the SEC’s November 19, 2020 Final Rule, “Management’s Discussion and Analysis, Selected Financial Data, and Supplementary Financial Information,” was published…
The Nickel Report
SEC Amends Environmental Disclosure Requirements
The US Securities and Exchange Commission (SEC) has adopted amendments to modernize its Regulation S-K and thereby change the rules related to environmental disclosure requirements and increase the reporting threshold…
C-Suite Compensation Center
SEC Amends Rules for Proxy Advisory Firms
On July 22, 2020, the Securities and Exchange Commission adopted final rules and supplemented interpretative guidance that modify the proxy rules as applied to proxy advisory firms and clarify the…
IM Insights
ALI CLE Webinar: SEC in 2017 – What’s Next? SEC Veterans Weigh In
Thursday, March 9, 2017 12:30 p.m. – 2:00 p.m. EST As the Trump Administration takes charge in 2017, the only thing that seems inevitable is that the regulatory and enforcement outlook…
Banking & Finance Law Report
SEC Updates: Staying Ahead of the Regulatory Curve
Our colleagues on the Federal Securities Law Blog have been tracking new and updated SEC regulations that are likely to have an impact on your business now and in the…
Technology Law Source
And now for something slightly different: SEC Updates Keeping Ahead of the Regulatory Curve
Our colleagues on our sister blogsite Federal Securities Law Blog have been tracking new and updated SEC regulations that could impact on the businesses of our readers. The articles in their most…
New Jersey Law Blog
SEC Reevaluated Examination of Investment Advisers
As reported recently in The Wall Street Journal, the SEC has reevaluated the manner with which it determines which investment advisers it will examine. According to the author, rather than…
New Jersey Law Blog
Open Season on Hedge Fund Advisers?
Even though it has been several months since the hedge fund registration rule was adopted, the SEC remains under pressure to justify the reasons for its creation.