Topic
Securities
6,661 published works
Free Writings + Perspectives
Small Business Forum Report Highlights Recommendations to Improve Capital Formation
The Securities and Exchange Commission’s (“SEC”) published a report on the 45th Annual Small Business Forum (the “Forum”). The forum took place on March 9, 2026 and featured remarks from…
Global Regulation Tomorrow
ESMA consults on the reporting framework under EMIR for clearing activity at recognised TC-CCPs
By Simon Lovegrove (UK), Charlotte Carnegie
On 18 August 2026, the European Securities and Markets Authority (ESMA) issued a consultation on a proposed annual reporting framework under the revised European Markets Infrastructure Regulation (EMIR) for clearing…
The CLS Blue Sky Blog
Prediction Markets and Regulation by Non-Enforcement
By Publisher
Kalshi and other prediction markets have been inundating the CFTC with self-certifications of binary options (i.e., prediction products or event contracts). The figure below shows total self-certifications to the CFTC…
Across The Board
More Tools in the Liability Management Toolbox
As a result of recent Securities and Exchange Commission staff relief, companies, their management teams and boards now have enhanced flexibility in connection with a range of liability management transactions,…
The D&O Diary
Cybersecurity Vulnerabilities Lead to Securities Suit Against Israeli Company
For many years, cybersecurity-related issues have been recognized as a potential source of D&O claims and liability. More recently, other D&O claims concerns, including artificial intelligence (AI), geopolitical issues, and…
Business Law Prof Blog
Law & Finance Workshop 2026-27 – Schedule & Registration
Registration is now open for the fall 2026 Law and Finance Workshop series. Please use this form to register. All workshops take place on Fridays from 1pm to 2pm ET via Zoom.…
Across The Board
New SEC Unit Focused on Financial Reporting and Auditing
Recently, the Securities and Exchange Commission announced the formation of a new unit within the Division of Enforcement, which will focus on accounting and financial reporting related issues. This group,…
Substance Law Blog
CSA Grants Exemptive Relief for Immediate-Delivery Stablecoin Trading
On July 30, 2026, the Ontario Securities Commission granted zerohash llc time-limited exemptive relief from the dealer registration requirement so that it can buy and sell certain value-referenced crypto assets…
Across The Board
SEC Announces Decision to Stop Responding to Rule 14a-8 No Action Requests
By Liz Walsh
Taking a step that many in the securities regulatory world predicted, on August 14, 2026, the U.S. Securities and Exchange Commission’s Division of Corporation Finance (the “Division”) announced it would…
The Indian Lawyer Blog
SUPREME COURT RESTORES INSIDER TRADING FINDINGS OF THE SECURITIES AND EXCHANGE BOARD OF INDIA AGAINST TARA JEWELS PROMOTERS, HOLDS PURPOSE OF PROCEEDS IRRELEVANT UNDER THE 2015 INSIDER TRADING REGULATIONS
Securities and Exchange Board of India v. Rajeev Vasant Sheth & Ors., 2026 INSC 826 The Supreme Court has set aside a ruling of the Securities Appellate Tribunal (SAT), a…