Topic
Securities
6,662 published works
Corporate and Securities Law
SEC Signals Potential Vote this Year to Ease Adviser “Pay-to-Play Rule” Restricting Political Contributions
By Eric Mikkelson, Andrew Arbuckle
The Securities and Exchange Commission (SEC) signaled that it will likely move forward this year with a proposal to loosen the so-called "Pay-to-Play Rule" in Rule 206(4)-5 of the Investment…
Cleary Securities, Disclosure, and Governance Watch
Settlement Structures for UK-Listed Shares of Overseas Companies
By Chrishan Raja, Dan Tierney, Ilya Nekrasov
UK-listed shares are required to be held and settled through the UK’s electronic settlement system (CREST), as operated by Euroclear UK & International Limited (Euroclear UK). Shares issued by a…
Pro Policyholder
The Data Center Boom and D&O Insurance: Navigating Uncharted Liability Exposure in a High-Growth Industry
By Aleksandra Kaplun, Joseph Englert, Shelby Guilbert, Nicholas Hill
The global data center industry is experiencing unprecedented growth. According to Fortune Business Insights, the global data center market reached $269.79 billion in 2025. This market is projected to grow…
Global Fintech & Digital Assets Blog
Crypto Vaults: US Regulatory Considerations
Crypto vaults are drawing regulatory attention, with a recent statement by SEC Commissioner Hester Peirce addressing the application of federal securities laws to these structures. By Jenny Cieplak, Zachary Fallon,…
Jus Corpus Law Journal Blogs
ASSESSMENT INTERNSHIP OPPORTUNITY AT T&S LAW, NOIDA
By JusCorpus
About the OrganizationT&S LAW is inviting applications for an Assessment Internship with a possibility of absorption into the firm. The internship focuses on Capital Market legal practice and requires candidates…
Karel's Legal Blog
NIEUW BOEK FINANCIEEL RECHT
Nederlands-Caribisch recht voor de bank- en financieringspraktijk Op 10 augustus 2026 verscheen onder redactie van mr. F.G.B. Graaf en mr. F.W. Lunsingh Scheurleer het boek ‘Nederlands-Caribisch recht voor de bank-…
The SEC Institute Blog
A New Financial Reporting and Accounting Unit Within the Enforcement Division
On August 5, 2026, the SEC announced the creation of a new Financial Reporting and Accounting unit within the Enforcement Division. In the related Press Release, David Woodcock, Director of…
Global Regulation Tomorrow
FCA updates webpage on submit a prospectus or circular
By Simon Lovegrove (UK), Charlotte Carnegie
On 7 August 2026, the Financial Conduct Authority (FCA) updated its webpage on submitting a prospectus or circular by adding a new requirement to the section on inside information declaration.…
The D&O Diary
Anti-Money Laundering Enforcement and Securities Litigation Risk
As The D&O Diary has emphasized in numerous posts in recent months (most recently here), geopolitical issues represent an increasing source of D&O risk. The geopolitical issues include, among other…
The CLS Blue Sky Blog
Shadow SEC Statement No. 12: The SEC’s Retreat from Enforcement (and the Special Case of Mandatory Arbitration Clauses)
By Renholding
Since the Securities Act of 1933, Congress has created and carefully maintained a two-track enforcement system that relies on both public enforcement and private enforcement to prevent fraud and protect…