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Securities
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Free Writings + Perspectives
SEC Releases Spring 2025 Rulemaking Agenda
By Liz Walsh
On September 4, 2025, the Securities and Exchange Commission’s spring 2025 rulemaking agenda (the “Agenda”) was made publicly available (see here). Chairman Paul Atkins previewed the Agenda, which widely diverges…
Whitman Legal Solutions Blog
Mozart, Musician Crowdfunding, and Securities Laws
In the 17th and 18th centuries, professional musicians often relied on payment by wealthy patrons. In the 1780s, Wolfgang Amadeus Mozart tried something a little different. He turned to what…
The D&O Diary
Guest Post: If Looks Could Kill
Sarah Abrams In the following guest post, Sarah Abrams takes a look at a recent settlement of a securities class action lawsuit in which the plaintiffs alleged that the defendant…
Pannone Corporate News and Opinion
My Life in Law – Marlie Collette
It’s fair to say that Marlie Collette is a seasoned traveller. Having just returned from safari in South Africa, Zimbabwe and Botswana, she is now making her name in Pannone’s…
Securities Law Prof Blog
New Securities Law Articles in Print
The following law review articles relating to securities regulation are now available in paper format:Albert H. Choi & Jeffery Y. Zhang, Creditors, Shareholders, and Losers in Between: A Failed Regulatory Experiment, 110…
Securities Law Prof Blog
New Securities Law Articles in Print
The following law review articles relating to securities regulation are now available in paper format:Lynn Bai, The SEC's (Ill-Fated) Stock Repurchase Transparency Reform: A Missed Opportunity for Investor Protection, 19…
Securities Law Prof Blog
New Securities Law Articles in Print
The following law review articles relating to securities regulation are now available in paper format:Henry B. Blaikie, Note, Litigating Corporate Risk, 93 Fordham L. Rev. 2109 (2025).Stewart L. Brown, Gartenberg, Jones, BlackRock…
SEC Actions
This Week In Securities Litigation (Week of September 1, 2025)
Only one new enforcement action was filed last week. It was based on an offering fraud. Th Be careful this week, be safe. SEC Enforcement – Filed and Settled Actions…
The Securities Law Blog
SEC Announces Agenda and Panelists for Roundtable on Trade-Through Prohibitions
The Securities and Exchange Commission today announced the agenda and panelists for its September 18, 2025 roundtable on trade-through prohibitions. The roundtable will be held at the SEC’s headquarters at…
The D&O Diary
Insurer Loss Reserves and Securities Suit Omissions Allegations
On August 20, 2025, in a ruling that will be of particular interest to insurance industry professionals, the Third Circuit reversed vacated a trial court’s summary judgment ruling in favor…