Topic
Securities
6,666 published works
SEC Actions
This Week In Securities Litigation (Week of August 25, 2025)
The Commission filed 7 new enforcement actions last week. Those focused on insider trading, offering frauds and false revenue. Be careful this week, be safe. SEC Enforcement – Filed and…
SEC Actions
This Week In Securities Litigation (Week of August 18, 2025)
The Commission filed five new enforcement actions last week. They focused largely of Ponzi schemes and similar types of frauds. No additional cases were voluntarily dismissed. Be careful, be safe.…
The D&O Diary
Guest Post: Inigo’s 2025 Defense Counsel Survey
In the following guest post, Ed Whitworth, the Head of Financial Lines at Inigo, and Yera Patel, Head of Casualty & Financial Lines Claims and Analytics for Inigo, summarize the…
The D&O Diary
False Claims Act Defendant Hit with Follow-On Securities Suit
Regular readers undoubtedly have noticed that I have been writing a lot lately about the False Claims Act (FCA). That is because the Trump Administration has decided to deploy the…
SEC Actions
This Week In Securities Litigation (Week of August 11, 2025)
The Commission filed three new actions last week. Those cases involved insider trading and two offering fraud actions. The agency also dismissed another group of cases then pending in the…
The D&O Diary
NERA Reports on 1H25 Federal Court Securities Class Action Lawsuit Filings
In a recent study about securities class action lawsuit filings in the first six months of 2025, NERA reports that first half filings represented a tale of two quarters, with…
PrawfsBlawg
Today in Dynastic-Corruption-Under-Mercantilism News
Main Monday, August 04, 2025Today in Dynastic-Corruption-Under-Mercantilism NewsThe Wall Street Journal reports that two members of the Trump Family political/financial criminal enterprise--presidential sons Eric and Donald Jr.--are "helping to launch…
SEC Actions
This Week In Securities Litigation (Week of August 4, 2025)
Last week the Commission filed one new enforcement action. The agency also resolved two other cases and initiated a subpoena enforcement action based on a pending investigation. Be careful, be…
The D&O Diary
Cornerstone Research: Securities Suit Filings Steady in Year’s First Half
The number of securities class action lawsuits filed in the first six months of 2025 was roughly level with the number of securities suits filed in the second half of…
The CLS Blue Sky Blog
Cornerstone Research Discusses Securities Class-Action Filings So Far in 2025
The number of securities class action filings in the first half of 2025 remained steady in comparison to the second half of 2024 but the overall size of filings increased…