Topic
Securities
6,666 published works
Cross-Border Counselor
EDGAR Next Mandatory Compliance Deadline Is Quickly Approaching
By James Guttman, Francis Pagsanhan
The September 12, 2025 deadline for EDGAR filers to complete their enrollment in the EDGAR system’s new login, password, and access protocols (these updates being referred to as “EDGAR Next”)…
SEC Actions
This Week In Securities Litigation (Week of July 28, 2025)
The Commission undertook a series of actions related to enforcement last week reflecting either new cases filed, or actions taken with respect to pending cases. The actions involved cases based…
Investment Management Regulatory Update
Investment Management Coffee Chat Webinar Series
By Elise Hoffer
Beyond the Prospectus: Rethinking Securities in Modern InvestingJoin us for an afternoon break to chat about hot topics and trends relevant to your business. Our concise and practical discussions will…
SEC Actions
This Week In Securities Litigation (Week of July 21, 2025)
Last week insider trading was by far the largest group of cases filed by the Commission. The agency also filed two cases based on offering frauds and dismissed two more…
Taft FinTech Insights Blog
Levin to Speak at Securities Experts Roundtable Annual Meeting & Expert Conference
Richard B. Levin, chair of Taft’s FinTech Practice Group, is a featured panelist at the 2025 Securities Expert Roundtable Annual Meeting on July 17 in Chicago, Illinois. During the session,…
Canna Law Blog
Cannabis Investors and How to Deal
I have spent a lot of time engaging with clients who are dealing with cannabis investors on the front and back end of investments. I work with companies and investors–…
SEC Actions
This Week In Securities Litigation (Week of July 14, 2025)
The Commission filed three new cases last week. One centered on insider trading. The second involved an offering fraud. The third centered on the sale of unregistered shares. The agency…
SEC Actions
This Week In Securities Litigation (Week of July 7, 2025)
The Commission filed three new actions last week. One centered on an offering fraud while the t others focused on false statements. Be careful, be safe this week. SEC…
The CLS Blue Sky Blog
Paul Weiss Discusses Dismissal of Section 11 Suit on Traceability Grounds
By David P. Friedman, Daniel S. Sinnreich, Emily M. Miller
On June 23, 2025, the District Court for the Northern District of California dismissed a Section 11 claim where non-executive employees of the issuer were permitted to sell a portion…
The D&O Diary
Pet Supply Company Hit with COVID-Related Securities Suit
In my recent write-up about the number of securities class action lawsuit filings in the first half of 2025, I noted that there had been a significant drop off in…