Topic
Securities
6,671 published works
The D&O Diary
Frankfurt and Berlin
Frankfurt am Main The D&O Diary's European travels continued last week with two stops in Germany -- first, a stop in Frankfurt, the country's business and financial center, and with…
Securities Law Prof Blog
New Securities Law Articles in Print
The following law review articles relating to securities regulation are now available in paper format:Peter Adelson, Matthew Jennejohn, Julian Nyarko & Eric Talley, Introducing a New Corpus of Definitive M&A Agreements,…
Law of The Ledger
Oregon Suit Muddies Crypto Regulatory Landscape
By Christopher Bosch, Lucas Amodio
On April 18, 2025, the State of Oregon brought a civil enforcement action against Coinbase Global, Inc. (“Coinbase”) for the alleged sale of unregistered securities. In a press release, Oregon Attorney General Dan…
The Capital Commitment
SEC Regulation in a Non-Regulatory Environment
By Margaret A. Dale, Michael R. Hackett, William Komaroff, Dorothy Murray, Joshua M. Newville, Todd J. Ohlms, Robert Pommer, Seetha Ramachandran, Nathan Schuur, Robert Sutton, Jonathan M. Weiss, William D. Dalsen, Adam L. Deming, Adam Farbiarz, Hena M. Vora
With Paul Atkins as the new SEC Chair, the agency’s priorities have shifted away from many of the aggressive policies of former Chair Gensler. The first four months of the…
Compliance Building
Shuffling Silver at Silverback
When the Securities and Exchange Commission brings charges against a real estate company, it catches my eye. The SEC accused Joshua Schuster and Schuster Enterprises LLC (d/b/a Silverback) of misleading…
SEC Actions
This Week In Securities (Week of May 12, 2025)
The Commission filed two new enforcement actions last week. It also dismissed more cases that were tied to crypto. Be careful, be safe this week. SEC Enforcement – Filed and…
Canadian Lawyer Mag
Deepak Gill rejoins BLG as corporate and securities partner
He focuses on M&A, capital markets, joint ventures, governance, cross-border financings
The D&O Diary
Pharma Supply Company Hit with COVID-Related Securities Suit
As I noted in a recent post (here), even though we are now more than five years past the initial COVID-19 outbreak in the U.S., companies continue to be hit…
Eye on Enforcement
SEC Enforcement in the First Quarter of the New Administration
The new presidential administration began on January 20, 2025, and change came quickly to many federal agencies, including the U.S. Securities and Exchange Commission (SEC). On Inauguration Day, Paul S.…
SEC Actions
This Week In Securities Litigation (Week of May 5, 2025)
Last week the Commission filed 10 new actions based on a variety of claims. Those ranged from crypto asset actions to Ponzi schemes and similar matters. Two of the cases…