Topic
Securities
6,681 published works
The CLS Blue Sky Blog
China’s New Framework for IPO Accountability
By Lerong Lu, Jiujing Ye
China’s corporate law and securities regulation have undergone a series of legislative reforms over the past decade to enhance investor protection and foster market competition. The comprehensive reform of the…
The CLS Blue Sky Blog
Ropes & Gray Discusses Third Circuit Coinbase Decision Pressuring SEC on Crypto Rulemaking
By Melissa Bender, Helen Gugel, Glen Hai Chen, Edward Baer, Publisher, Stefan Schropp
On January 13, the U.S. Court of Appeals for the Third Circuit issued an opinion requiring the SEC to provide a more complete explanation for its refusal to engage in formal…
Securities Law Prof Blog
New Securities Law Articles in Print
The following law review articles relating to securities regulation are now available in paper format:J. Clayton Burnheimer, Comment, SPACS: Sponsor Compensation, Redemption Rights, and Congressional Oversight, 2023 Mich. St. L. Rev.…
The D&O Diary
Alleged Anti-Money Laundering Law Violations Leads to Securities Lawsuit
In my recent round-up of the top D&O stories of 2024, I noted as one of the key current issues the emergence of geopolitical issues as a source of D&O…
SEC Actions
This Week In Securities Litigation (Week of January 27, 2025)
Last week the Commission filed a series of new enforcement actions. They centered on insider trading, the sale of unregistered securities, offering frauds, selling away and improper accounting. Be careful,…
The Securities Law Blog
Acting Chairman Mark T. Uyeda Names Acting Senior Staff
The Securities and Exchange Commission today announced Acting Chairman Mark T. Uyeda’s selections for several senior roles in acting capacities across the Commission to fill vacancies created by recent departures.…
The D&O Diary
NERA Reports Securities Suit Filings Level, Dismissals Increased in 2024
According to the latest annual report from NERA, and based on NERA’s inclusive counting methodology, the number of federal securities class action lawsuits was flat in 2024 relative to 2023,…
Banking, Finance and Securities
Split the difference podcast – the new SEC short sale disclosure rule and changes to the UK regime
By Mark Highman, Hannah McAslan (UK)
In the December episode in our Split the Difference podcast series, which explores divergence in the regulatory regimes in the markets space, Mark Highman and Hannah McAslan-Schaaf consider the US…
SEC Actions
This Week In Securities Litigation (Week of January 20, 2025)
This Week In Securities Litigation (Week of January 20, 2025) Over the last week the Commission filed a variety of cases. Those included insider trading, offering fraud actions, sham transactions,…
Securities Law Prof Blog
New Securities Law Articles in Print
The following law review articles relating to securities regulation are now available in paper format:Sophie Abrams, Note, Full Moon or Full Fraud? A Proposed Method for Interpreting Emojis under Rule 10b-5, 89…