Topic
Securities
6,656 published works
White Collar Crime Prof Blog
It Could Get a Bit More Expensive to Violate the Securities Laws
By Ellen Podgor
The SEC has raised the maximum Civil Monetary Penalty it can impose for violations of various provisions of the federal securities laws (including the Sarbanes-Oxley Act), as detailed in a…
White Collar Crime Prof Blog
ImClone Systems Settles Shareholder Lawsuits
By Ellen Podgor
ImClone Systems Inc. announced on Jan. 24 (company release here) that it has reached a settlement in the consolidated securities class action and shareholder derivative suit regarding the company's disclosure…
LawSites
Today’s five-star site: Securities Class Action Clearinghouse
Operated by Stanford Law School, the Securities Class Action Clearinghouse provides detailed and timely information about securities fraud litigation for use by the legal community, investors and the media. The…
California Employment Law Update
Company’s Proposed Payments To Corporate Officials Were Not Subject To Retention Under Sarbanes-Oxley Act
By Tony Oncidi
SEC v. Gemstar-TV Guide Int’l, 367 F.3d 1087 (9th Cir. 2004) As part of its announced plans to restructure its management and corporate governance, Gemstar-TV Guide entered into negotiations for…
LawSites
NASD posts latest issue of securities ADR newsletter
The latest issue of the monthly newsletter The Neutral Corner is now available on the Web site of NASD Dispute Resolution, the arbitration and mediation arm of the National Association…
LawSites
New blog focuses on securities litigation
Lyle Roberts, a partner in the securities litigation group of Wilson, Sonsini, Goodrich & Rosati, has launched The 10b-5 Daily, a blog devoted to tracking news and events related to…