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Securities
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SEC Actions
Trends in SEC Enforcement: 1Q 24 Part III
BLOG POSTS Trends in SEC Enforcement: 1Q 24 Part III This third part of the series focused enforcement actions filed during the first quarter of 2024 focuses on significant cases…
SEC Actions
This Week In Securities Litigation (Week of July 1, 2024)
The Supreme Court handed down two decisions which will have a significant impact in the months and years to come. In Loper Bright the Court ended Chevron deference, a doctrine…
Securities Law Prof Blog
New Securities Law Articles in Print
The following law review articles relating to securities regulation are now available in paper format:Adam B. Badawi, Matthew D. Cain & Steven Davidoff Solomon, Does Voluntary Financial Disclosure Matter? The Case…
The D&O Diary
1H24 Securities Suit Filings Project YE Totals Ahead of Last Year’s Pace
The number of federal court securities class action lawsuit filings in the year’s first half reflected a filing pace that projects year-end numbers ahead of last year’s full-year totals. According…
Securities Law Prof Blog
New Securities Law Articles in Print
The following law review articles relating to securities regulation are now available in paper format:Anat Alon-Beck & John Livingstone, Mythical Unicorns and How To Find Them: The Disclosure Revolution, 2023…
SEC Actions
This Week In Securities Litigation (Week of June 16, 2024)
As summer kicked off, the Commission filed four new actions and resolved others. The new cases centered on a fraudulent scheme, an offering fraud, misappropriation and a financial fraud case.…
The D&O Diary
Robotic Automation Company Hit With AI-Related Securities Suit
As AI becomes an ever-more present component of many companies’ strategies and operations, one concern is the extent to which this technological shift could affect companies’ litigation risk exposures. One…
Securities Law Prof Blog
New Securities Law Articles in Print
The following law review articles relating to securities regulation are now available in paper format:Caleb N. Griffin, Extrinsic Value, 75 Ala. L. Rev. 423 (2023).W.C. Bunting, A Better Legal Definition…
SEC Actions
This Week In Securities Litigation (Week of June 17, 2024)
Last week the Commission filed five new cases: Three were offering fraud actions; one centered on a boiler room; and the final case involved insider trading. Be careful, be safe…
The Capital Commitment
Mid-Year Enforcement Update: SEC’s Continued Focus on Private Funds in 2024
By Joshua M. Newville, Robert Pommer
As we reach the midpoint of 2024, the SEC's enforcement actions continue to shape the private funds industry. From the continuing off-channel recordkeeping sweep to heightened scrutiny on AI claims,…