Topic
Securities
6,683 published works
SEC Actions
This Week In Securities Litigation (Week of March 18, 2024)
The Commission filed two new enforcement actions last week. One centered on a Ponzi scheme and involved 17 defendants. A second focused on an insider trading scheme. In addition, a…
MTFN Resources
Attorney Spotlight – Mark R. Hamilton Jr.
By MTFN
Mark R. Hamilton, Jr. is an attorney that serves in Meissner Tierney’s transactional practice group. Mark advises clients in a variety of legal areas ranging from mergers and acquisitions, business…
The CLS Blue Sky Blog
Gibson Dunn Offers Securities Litigation 2023 Year-End Update
By Craig Varnen, Monica Loseman, Brian Lutz, Jefferson Bell, Chase Weidner
This update provides an overview of the major developments in federal and state securities litigation since our 2023 Mid-Year Securities Litigation Update: FILING AND SETTLEMENT TRENDS Data from a recent…
Regulatory Oversight
8 State AGs Argue That SEC’s Crypto Enforcement Action Is Unlawful
By Troutman Pepper Locke State Attorneys General Team
On February 29, the state of Montana, supported by seven other states, filed an amicus brief arguing that the Securities and Exchange Commission (SEC) lacks authority to regulate crypto assets.…
Global Regulation Tomorrow
Commission Delegated Regulations amending Delegated Regulations 2020/1732 and 272/2012 as regards harmonisation of certain aspects of fees charged by ESMA
On 11 March 2024, the European Commission (the Commission) published: Commission Delegated Regulation amending Delegated Regulation 2020/1732 as regards harmonisation of certain aspects of fees charged by ESMA to securitisation…
Securities Law Prof Blog
New Securities Law Articles in Print
The following law review articles relating to securities regulation are now available in paper format:Janet Austin, Stock Markets Play 'Whack a Mole' with Pump and Dump Schemes, 23 U.C. Davis…
SEC Actions
This Week In Securities Litigation (Week of March 11, 2024)
The Commission issued its final rules on environmental issues last week. The rules are the most comprehensive set of regulations issued by the agency dealing with environmental issues. The Commission…
The CLS Blue Sky Blog
Public Enforcement of Securities Laws Is Effective
By Howell Jackson, Jeffery Y. Zhang
Does the enforcement of securities law by government authorities make a difference for market outcomes? This is an important question for policymakers and scholars and our focus in a forthcoming…
Public Chatter
Day 2 “Headlines” for the SEC’s New Climate Disclosure Rules
By Allison Handy, Andrew Moore
We know you’re already fielding a multitude of questions about the SEC’s new climate risk disclosure rules. Yesterday we provided a high level summary of 15 things you need to…
Free Writings + Perspectives
Anna Pinedo Recognized by JD Supra’s Client Choice Awards
On March 4, 2024, JD Supra recognized Anna Pinedo as a Top Author for securities law topics as part of its 2024 Client Choice Awards. This is the second year in…