Topic
Securities
6,683 published works
The D&O Diary
Security Screening Company Hit with AI-Related Securities Suit
Last week, when I wrote about two recent AI-related SEC enforcement actions, I noted that the SEC’s public statements when it announced the enforcement action settlements not only underscored the…
The Capital Commitment
Examining the SEC’s Slew of Recent Rules and Amendments
By Margaret A. Dale, Michael R. Hackett, Stephen Hibbard, William Komaroff, Timothy W. Mungovan, Dorothy Murray, Joshua M. Newville, Todd J. Ohlms, Robert Pommer, Seetha Ramachandran, Robert Sutton, Jonathan M. Weiss, Julia Alonzo, William D. Dalsen, Isaiah D. Anderson, James Anderson, Julia M. Ansanelli, Adam L. Deming, Adam Farbiarz, Reut N. Samuels, Hena M. Vora
In a wave of SEC rulemaking this past year, representing a “new world order” event akin to Dodd-Frank, the SEC has provided itself with a fresh set of tools to…
Life Sciences Perspectives
2023-2024 Key Trends and Updates: Securities Litigation Against Life Sciences Companies Webinar
By Securities Litigation Group
In this webinar, Caroline Bullerjahn, Tucker DeVoe, and Justin Ward from Goodwin, and Frank Schneider from Cornerstone Research will discuss key updates and recent trends concerning securities class actions filed…
Securities Law Prof Blog
New Securities Law Articles in Print
The following law review articles relating to securities regulation are now available in paper format:Quinn Curtis, Jill Fisch & Adriana Z. Robertson, Do ESG Mutual Funds Deliver on Their Promises?, 53 Env't…
The CLS Blue Sky Blog
SEC Chair Speaks on Mandatory Disclosure at Conference Honoring John C. Coffee, Jr.
By Gary Gensler
Today, Columbia is honoring Jack Coffee, a leader of securities law scholarship and policy. I hope Columbia one day might invite me back to celebrate your career, Professor Fox. Caveat…
SEC Actions
This Week In Securities Litigation (Week of March 25, 2024)
Last week the Commission filed three new cases. One centered on unprofessional conduct. A second involved false statements. The third centeredon misrepresentations. Be careful, be safe this week. SEC Enforcement…
ESG Legal Solutions, LLC
SEC Climate Disclosure Rule Stay and Venue Now in the 8th Circuit
Compellingly 25 states have now filed petitions for judicial review attacking the Final Rule
China Law Insight
系列新法对金融资管争议解决的影响：股权投资类纠纷（上）
By King & Wood
作者：王囝囝 李盛 《民法典》颁布后，《民事诉讼法（2023修正）》（以下简称“新《民诉法》”）《公司法（2023修订）》（以下简称“新《公司法》”）等重要法律的修正和修订已陆续完成，最高人民法院也逐步推出《关于适用〈中华人民共和国民法典〉有关担保制度的解释》《关于适用〈中华人民共和国民法典〉总则编若干问题的解释》《关于适用〈中华人民共和国民法典〉合同编通则若干问题的解释》等配套司法解释，在私募基金领域，《证券基金经营机构董事、监事、高级管理人员及从业人员监督管理办法》《私募投资基金监督管理条例》也先后发布。总体上，系列新法对新形势下金融资管业务的开展产生了重要影响。 阅读更多
McGeorge Community Stories
Alumna honored with multiple “Top Women Lawyers” accolades
[caption id="attachment_2751" align="alignleft" width="280"] Katharine Martin, '87, is chair of Wilson Sonsini Goodrich & Rosati's board of directors.[/caption] Katharine Martin, '87, is the chair of Wilson Sonsini Goodrich & Rosati's…
The D&O Diary
Does the Plaintiff Law Firm Matter in Securities Suit Outcomes?
We have all seen the various league tables showing which plaintiffs’ firms have had the highest average securities class action settlements. But do these firms wind up at the top…