One of the biggest challenges for the benefits professional is trying to weed through all of these new 403(b) rules, and explain them in a meaningful way to their clients. Monica and I wrote this checklist designed specifically for that purpose-to give advisors a tool to use when they need to work with employers on their 403(b) issues.
This list is not intended to replace the employer’s need to do a compliance review. This is designed help advisors educate employers about the challenges they face, and in an organized way.
You are welcome to use the checklist for personal use. If you intend to reproduce it for any other use, please contact us for permission.