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Description of a Trademark with the USPTO

By Steve Baird® on July 10, 2014
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Continuing our discussion — from yesterday and the day before — about the description of a mark provided to the USPTO during the registration process, the below images from two unrelated federally-registered, non-verbal logos for banking services, help tell another related story:

 

 

 

 

 

 

 

 

 

 

 

As the links on the USPTO images reveal, the one on the left is associated with Lloyds Bank, based in London, and the one on the right is associated with First Security Bank of Missoula, based in Missoula, Montana.

Despite the fact that both horse images show raised front legs and a head turned backward (and even putting color aside), the commercial impressions of these two non-verbal logos appear to me to be quite different. So, let’s compare the descriptions of each mark approved by the USPTO, but first let’s refresh our understanding of what the USPTO requires for descriptions of marks.

The USPTO generally requires that the description of the mark be clear, accurate, and concise. It also provides through TMEP 808.02 that the “description should describe all significant aspects of the mark” and “[i]nsignificant features need not be included in a description.” In addition, “[w]hen a mark includes a large number of elements, they are not all necessarily significant.  For example, background design elements can sometimes be considered insignificant if they do not change the overall commercial impression of the mark.”

But, “because of the requirement to describe where colors appear in the mark, marks that include color will generally have a more detailed description.”

With that background in mind, perhaps it is not surprising that the word count for Lloyds Bank’s horse logo is only eight words (“the mark consists of image of a horse”) while the First Security Bank of Missoula’s colored horse logo includes a whopping 136 words:

“The mark consists of a trotting horse depicted in bold brush strokes with the horse’s head turned to the viewer’s left. The horse’s head appears to be painted in blue with yellow, orange, and red highlights. The horse’s neck and front appears to be painted in blue with pink, purple, and yellow highlights. The horse’s front two legs appear to be painted in yellow, blue, pink, purple, orange, and red. The back of the horse, including the tail and the two hind legs, appears to be painted in yellow with orange and red highlights. Grass appears below the horse, which appears to be painted in green and blue. The horse is not painted in completely, and there are areas in the horse that are transparent where the background appears. The background of the mark is transparent.”

Here is where it might be beneficial to obtain not only a registration that claims color, but one that is not limited by color too, as the word count drops, and the scope of rights likely increases. I’m thinking it would have been possible to obtain the following description, keeping the USPTO’s guidance of the description being clear, accurate and concise (in an application not claiming color as part of the mark): “The mark consists of a horse depicted in bold brush strokes.”

Given the inherent subjectivity in application of these principles, how broad or narrow a description that the brand owner is able to obtain from the USPTO may depend on the assigned Examining Attorney, but counsel should keep in mind the “description of the mark” section of an application as an important element of the brand owner’s overall trademark portfolio strategy.

Short and sweet descriptions should support broader rights, but more detailed descriptions might be beneficial or even necessary to avoid getting hung up on broader prior registrations.

With that in mind, any trademark types out there ever file a petition for partial cancellation to narrow an overbroad description of the mark to make room for a newcomer’s application?

In particular, I’m left wondering, might it be possible to compel a narrower Lloyds Bank mark description, perhaps requiring more description about the position, pose, and activity of the horse?

As you may recall, we’ve written before about rearing and prancing horse non-verbal logos (recall this gem: Striking The Pose of Differentiation? from the deep, dark archives?), so I’m left assuming, given an appropriate set of facts, it could be a viable option in overcoming a likelihood of confusion refusal, any thoughts or insights to share?

Finally, let’s not forget the USPTO’s further instruction that “the description should state clearly and accurately what the mark comprises, and should not create a misleading impression by either positive statement or omission.”

Going back to my related post from yesterday, was Pepsi’s description misleading?

Photo of Steve Baird® Steve Baird®

View my professional biography

Just so you know, I’m all about brands and the law, both professionally and personally. I regularly annoy family and friends in retail stores by focusing on product labels—not to buy the product, but to read the fine print…

View my professional biography

Just so you know, I’m all about brands and the law, both professionally and personally. I regularly annoy family and friends in retail stores by focusing on product labels—not to buy the product, but to read the fine print and ask, “Who owns these brands” and “Did they really register those marks?” To understand the depth of my passion for brands and helping clients achieve their business goals, legally, you must understand that my interest in business and branding goes back to the late 1960s. The very first brand I recall profiting from was Jiffy®. Even before being old enough to deliver papers for the Iowa City Press Citizen, between episodes of Bewitched®, I would bake cupcakes and walk my finished product door-to-door, sampling along the way, of course, throughout our Kimball Road neighborhood, mostly selling them to husbands whose wives didn’t bake enough (probably watching Bewitched®), according to them at least. One hundred percent profit margins are easy when you can use the necessary equipment and raw materials directly from Mom’s kitchen. Mass producing “hot pads” (pot holders, not real estate) and selling them door-to-door was another favorite childhood business venture at the ripe age of six. Graduating to lawn-mowing age worked well with my paper routes because I could easily see who needed help cutting their grass and, in some cases, avoiding neighborhood ridicule. Yes, you’re right, Dad loaned me his Lawn-Boy® mower on weekends, rent-free, and even bought the gasoline (Dad was not brand loyal at all with gasoline, so I have no brand memory there). Another pure profit opportunity. Let’s just say that Mom and Dad were generous, unsecured investors in my development and future. Thanks Mom and Dad, I now understand the meaning of overhead and capital improvements! I bucked a lot of family tradition and jokes to become a lawyer and a trademark guru. There is not one lawyer in the family tree, as far as my sister knows (and she would know). Nearly everyone is, or was, a teacher of some kind. That must be where my passion for educating others about the legal implications of branding comes from. Basically, I have been speaking about the legal implications of branding since the early 90s, after permitting my pharmacist’s license to expire (after being a victim of an armed robbery where Dilaudid® was on the top of the gunman’s list of desired controlled substances), and shortly after working for an 86 year old federal judge whose chambers had a nice view of the White House in Washington, D.C. While I’d like to say that the movie My Cousin Vinny inspired me to become a lawyer, it was released two years after I graduated from law school. So, really, I guess it just inspired me to be a better lawyer and leader. For now, you can call me a “thought-leader” in the trademark world, and the thankful leader of a very talented group of creative and insightful lawyers and staff who are dedicated to putting our intellectual property clients in the best possible position to achieve their business goals. When I’m not in the office, “cracking the whip,” making sure others in the group keep their bios on this blog short and sweet, working (which isn’t to say I’m not still thinking about my clients’ businesses), or soaking it up in the hot-tub with my soul-mate, I am a dedicated family man – a.k.a. the chauffeur. Until they reach the driving age, I’ll continue to shuttle my four wonderful kids around to their athletic and other events, at which you can find me cheering in the stands.

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  • Posted in:
    Intellectual Property
  • Blog:
    DuetsBlog
  • Organization:
    Winthrop & Weinstine, P.A.
  • Article: View Original Source

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