Skip to content

Menu

LexBlog, Inc. logo
NetworkSub-MenuBrowse by SubjectBrowse by PublisherBrowse by ChannelAbout the NetworkJoin the NetworkProductsSub-MenuProducts OverviewBlog ProBlog PlusBlog PremierMicrositeSyndication PortalsAbout UsContactSubscribeSupport
Book a Demo
Search
Close

SEC Speaks 2016: Enforcement Agenda Goes Beyond Disclosure

By Gina LaMonica on February 23, 2016
Email this postTweet this postLike this postShare this post on LinkedIn

At the annual “SEC Speaks” conference held Feb. 19-20, 2016, in Washington, D.C., SEC Chairman Mary Jo White’s opening remarks cautioned that the SEC should not be considered a mere “disclosure agency,” as she promised to use all of the tools at the SEC’s disposal to carry out its regulatory mission. White underscored that these tools have broadened in recent years, ranging from proprietary technology used to monitor and detect market fraud, to enhanced regulatory authority under the Dodd-Frank Act.  White touted the agency’s 2015 achievements in bringing an unprecedented number of enforcement cases, obtaining record-setting penalty and disgorgement orders, and performing exams at a level not seen for the past five years.

Read more about the SEC’s 2016 enforcement agenda, here.

Photo of Gina LaMonica Gina LaMonica

Gina LaMonica is a partner in the firm’s White Collar & Investigations practice group. She has extensive experience representing companies and individuals in a wide range of white collar criminal matters, as well as complex securities and civil litigation.

Gina has represented clients…

Gina LaMonica is a partner in the firm’s White Collar & Investigations practice group. She has extensive experience representing companies and individuals in a wide range of white collar criminal matters, as well as complex securities and civil litigation.

Gina has represented clients across a variety of industries in enforcement matters pending before the Department of Justice (DOJ), Securities Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), Commodities Futures Trading Commission (CFTC), the Office of the Comptroller of Currency (OCC) and various State Attorney General actions. She counsels clients responding to allegations of financial fraud, accounting misstatements, securities fraud, insider trading, Foreign Corrupt Practices Act (FCPA) violations and government contract fraud.

Read more about Gina LaMonicaEmail
Show more Show less
  • Posted in:
    Corporate & Commercial, Criminal
  • Organization:
    Perkins Coie LLP

LexBlog, Inc. logo
Facebook LinkedIn Twitter RSS
Real Lawyers
99 Park Row
  • About LexBlog
  • Careers
  • Press
  • Contact LexBlog
  • Privacy Policy
  • Editorial Policy
  • Disclaimer
  • Terms of Service
  • RSS Terms of Service
  • Products
  • Blog Pro
  • Blog Plus
  • Blog Premier
  • Microsite
  • Syndication Portals
  • LexBlog Community
  • Resource Center
  • 1-800-913-0988
  • Submit a Request
  • Support Center
  • System Status
  • Resource Center
  • Blogging 101

New to the Network

  • Tennessee Insurance Litigation Blog
  • Claims & Sustains
  • New Jersey Restraining Order Lawyers
  • New Jersey Gun Lawyers
  • Blog of Reason
Copyright © 2025, LexBlog, Inc. All Rights Reserved.
Law blog design & platform by LexBlog LexBlog Logo