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Pursuit in Series or Parallel?

By Steve Baird® on May 4, 2020
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Almost forty years ago, that question prompted me to rethink my engineering path after three semesters, knowing an electronic circuits lab awaited my fourth.

Over winter break, thumbing through the University of Iowa catalog in my dad’s office, looking for an alternative, I happily discovered the pharmacy curriculum.

Had I known that law school would follow pharmacy school, perhaps a few years could have been saved in the serial approach to my 80s educational decade.

And, if a deep focus on trademark law had been in the crystal ball at the outset, shaving a full three years would have been possible, but believe me, no regrets.

This past weekend, I had the opportunity to reflect on the difference between series and parallel again, following the College of Pharmacy’s virtual ELB meeting.

In addition to the exciting things going on at UI Pharmaceuticals, other news reports tout the benefits of parallel work to bring a Covid-19 vaccine to market.

When time is of the essence, running parallel tracks to solve a problem is key. While a parallel approach necessarily produces some waste, the benefits of achieving the goal sooner are considered to outweigh any increased cost.

But when subsequent decisions can only be made best by knowing the outcomes of earlier decisions, actions, or events, calculated serial thinking is essential. Clearly, serial thinking is driving the decision whether and when to reopen society, as that decision only can be made in the context of knowing about the success or failure of last week’s efforts at flattening the curve.

Since these decisions are being made State by State and City by City, in some sense serial thinking is at work in parallel across various portions of the country.

As it turns out in trademark law, although hardly life and death problems or goals, or resembling anything close in terms of financial investment, the same principles that drive whether to use parallel thinking or serial thinking apply.

By way of example, before adoption and use, most often potential trademarks are searched, cleared and considered in parallel, not serially.

Given the variety of business factors that go into the decision of which mark to adopt and use, it is typical to determine the availability of several options at once.

In fact, when the stakes are high, the timeline is tight, and focus group testing is used to compare options, even intent-to-use applications may be filed in parallel.

Since the required bona-fide intent-to-use a trademark can be contingent on future and unknown events at the time of filing, parallel pursuits are plausible.

Parallel thinking is also used when considering where protection will be sought outside the United States, since international trademark law treaties allow for filings to be made in parallel within six months of the U.S. filing, and still benefit from the original U.S. priority date.

Other times, serial thinking is better suited to the trademark problem at hand.

For example, when conditions warrant, it may be wisest to file just a single application narrowly, dipping a toe in so to speak, only to dive in later once the waters of examination and third-party interest have been tested.

Another example where thinking long-term and serially is key is in protecting descriptive and non-traditional marks, where registration on the Supplemental Register is possible first, to be followed by registration on the Principal Register, often five years or more later, after building a record of acquired distinctiveness.

Further along the trademark life-cycle, brand owners may be happy to learn that delays in pursuing infringement actions can be explained when serially pursued.

In other words, courts have excused brand owners from suing multiple infringers at the same time; in this context, it can be reasonable to pursue one at a time.

Brand owners, when preparing to launch a new brand, do you prefer a series or parallel approach to trademark clearance?

Trademark types, how many parallel intent-to-use applications have you filed at once for the same planned product/service?

Baseball fans, what will the World Series look like in 2020?

Finally, how will “parallel play” be impacted by social distancing, if at all?

Photo of Steve Baird® Steve Baird®

View my professional biography

Just so you know, I’m all about brands and the law, both professionally and personally. I regularly annoy family and friends in retail stores by focusing on product labels—not to buy the product, but to read the fine print…

View my professional biography

Just so you know, I’m all about brands and the law, both professionally and personally. I regularly annoy family and friends in retail stores by focusing on product labels—not to buy the product, but to read the fine print and ask, “Who owns these brands” and “Did they really register those marks?” To understand the depth of my passion for brands and helping clients achieve their business goals, legally, you must understand that my interest in business and branding goes back to the late 1960s. The very first brand I recall profiting from was Jiffy®. Even before being old enough to deliver papers for the Iowa City Press Citizen, between episodes of Bewitched®, I would bake cupcakes and walk my finished product door-to-door, sampling along the way, of course, throughout our Kimball Road neighborhood, mostly selling them to husbands whose wives didn’t bake enough (probably watching Bewitched®), according to them at least. One hundred percent profit margins are easy when you can use the necessary equipment and raw materials directly from Mom’s kitchen. Mass producing “hot pads” (pot holders, not real estate) and selling them door-to-door was another favorite childhood business venture at the ripe age of six. Graduating to lawn-mowing age worked well with my paper routes because I could easily see who needed help cutting their grass and, in some cases, avoiding neighborhood ridicule. Yes, you’re right, Dad loaned me his Lawn-Boy® mower on weekends, rent-free, and even bought the gasoline (Dad was not brand loyal at all with gasoline, so I have no brand memory there). Another pure profit opportunity. Let’s just say that Mom and Dad were generous, unsecured investors in my development and future. Thanks Mom and Dad, I now understand the meaning of overhead and capital improvements! I bucked a lot of family tradition and jokes to become a lawyer and a trademark guru. There is not one lawyer in the family tree, as far as my sister knows (and she would know). Nearly everyone is, or was, a teacher of some kind. That must be where my passion for educating others about the legal implications of branding comes from. Basically, I have been speaking about the legal implications of branding since the early 90s, after permitting my pharmacist’s license to expire (after being a victim of an armed robbery where Dilaudid® was on the top of the gunman’s list of desired controlled substances), and shortly after working for an 86 year old federal judge whose chambers had a nice view of the White House in Washington, D.C. While I’d like to say that the movie My Cousin Vinny inspired me to become a lawyer, it was released two years after I graduated from law school. So, really, I guess it just inspired me to be a better lawyer and leader. For now, you can call me a “thought-leader” in the trademark world, and the thankful leader of a very talented group of creative and insightful lawyers and staff who are dedicated to putting our intellectual property clients in the best possible position to achieve their business goals. When I’m not in the office, “cracking the whip,” making sure others in the group keep their bios on this blog short and sweet, working (which isn’t to say I’m not still thinking about my clients’ businesses), or soaking it up in the hot-tub with my soul-mate, I am a dedicated family man – a.k.a. the chauffeur. Until they reach the driving age, I’ll continue to shuttle my four wonderful kids around to their athletic and other events, at which you can find me cheering in the stands.

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  • Posted in:
    Intellectual Property
  • Blog:
    DuetsBlog
  • Organization:
    Winthrop & Weinstine, P.A.
  • Article: View Original Source

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