Skip to content

Menu

LexBlog, Inc. logo
NetworkSub-MenuBrowse by SubjectBrowse by PublisherJoin the NetworkGet StartedSubscribeSupport
Contact Us
Search
Close

Not so ‘plain and simple’: the new draft FCA rules for non-financial misconduct

By Christopher Fisher & Ruth Neligan on December 13, 2023
Email this postTweet this postLike this postShare this post on LinkedIn

Our latest legal update considers the amendments recently proposed by the Financial Conduct Authority (“FCA”) to its Conduct Rules, to include non-financial misconduct such as bullying and harassment.

We look at issues including:

  • When behaviour will be considered work-related as opposed to something that is part of an employee’s personal or private life.
  • When behaviour will be considered serious enough to amount to a breach of rules.
  • The significance of intention rather than effect.
  • Related proposed changes to the Fit and Proper test.

You can read our legal update here.

Our related article, examining the other proposed new requirements contained within the FCA and PRA proposals, can be found here.

  • Posted in:
    Banking, Finance and Securities
  • Blog:
    Employer Perspectives
  • Organization:
    Mayer Brown

Call us at 1-800-913-0988 or email sales@lexblog.com.

Facebook LinkedIn Twitter RSS
  • About LexBlog
  • The Field We Built
  • Our Beliefs
  • Our Team
  • Contact LexBlog
  • Disclaimer
  • Editorial Policy
  • Terms of Service
  • Get Started
  • Publishing Solutions
  • Compass
  • Submit a Request
  • Support Center
  • System Status
Copyright © 2026, LexBlog, Inc. All Rights Reserved.
Law blog design & platform by LexBlog LexBlog Logo