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Decisions Decoded: The latest London Capital & Finance plc decision

By Katie Stephen (UK), Catherine Pluck (UK) & Joe Smallshaw on March 8, 2024
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In the latest episode of our Decisions Decoded podcast series, we discuss the key points from the Final Notice issued against Floris Huisamen, former director of London Capital & Finance plc (LCF). In October 2023, LCF was publicly censured for its unfair and misleading financial promotions of minibonds. In connection with this, Mr Huisamen has now been fined £31,800 and prohibited from performing any function in relation to any regulated activities.

Listen here on Apple or Spotify.

Photo of Katie Stephen (UK) Katie Stephen (UK)
Read more about Katie Stephen (UK)Email
Photo of Catherine Pluck (UK) Catherine Pluck (UK)
Read more about Catherine Pluck (UK)Email
Photo of Joe Smallshaw Joe Smallshaw
Read more about Joe SmallshawEmail
  • Posted in:
    Banking, Finance and Securities, Bankruptcy
  • Blog:
    Global Regulation Tomorrow
  • Organization:
    Norton Rose Fulbright
  • Article: View Original Source

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