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Priorities, Trends and Developments in Enforcement and Compliance

By Joon H. Kim, Robin M. Bergen, Matthew C. Solomon, Lisa Vicens & Samuel Levander on January 20, 2021
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The following post was originally included as part of our recently published memorandum “Selected Issues for Boards of Directors in 2021”.

The tumultuous events of 2020, including the ongoing pandemic and the election of a new U.S. President, will have direct and lasting impacts on white-collar and regulatory enforcement in the years to come. As we enter 2021, we anticipate that white-collar and regulatory enforcement will be more active under the Biden administration, as policy priorities shift toward financial and corporate fraud, as well as ESG issues, environmental and social justice, more generally. At the same time, we expect the already-visible pandemic and recession-related enforcement trends to continue, with a sustained focus on financial statement and accounting fraud. Finally, we expect that the increased reliance on whistleblowers will continue (and potentially grow) in 2021.

To read the full post, please click here.

For a PDF of the full memorandum, please click here.

Photo of Joon H. Kim Joon H. Kim

Joon H. Kim’s practice focuses on high-stakes litigation and enforcement, including internal investigations, white-collar criminal defense, commercial litigation, regulatory enforcement, and arbitration, as well as crisis management.

Read more about Joon H. KimEmail
Photo of Robin M. Bergen Robin M. Bergen

Robin M. Bergen’s practice focuses on government and internal investigations, and regulatory enforcement and examination of broker-dealers and investment advisers.

Read more about Robin M. BergenEmail
Photo of Matthew C. Solomon Matthew C. Solomon

Matthew C. Solomon’s practice focuses on securities enforcement and litigation, white-collar criminal defense, and complex commercial litigation.

Read more about Matthew C. SolomonEmail
Photo of Lisa Vicens Lisa Vicens

Lisa Vicens regularly represents public companies and their boards in internal and governmental investigations, in particular with respect to anti-bribery and corruption and other cross-border issues.

Read more about Lisa VicensEmail
  • Posted in:
    Corporate Governance and Compliance
  • Blog:
    Cleary Enforcement Watch
  • Organization:
    Cleary Gottlieb Steen & Hamilton LLP
  • Article: View Original Source

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