Robin M. Bergen
Professional Bio
Robin M. Bergen’s practice focuses on government and internal investigations, and regulatory enforcement and examination of broker-dealers and investment advisers.
Turning the Page: Highlights of the SEC’s Division of Examination’s 2021 Priorities
Cleary Enforcement Watch ·
Priorities, Trends and Developments in Enforcement and Compliance
Cleary Enforcement Watch ·
SEC Adopts New Marketing Rule for Investment Advisers
Cleary Enforcement Watch ·