Supreme Court Upholds, with Limits, the SEC’s Authority to Seek Disgorgement

June 25, 2020

SEC Chief Accountant Weighs in on Accounting Issues During the COVID-19 Outbreak

April 9, 2020

SEC Provides Relief to Investment Advisers From Form ADV and Form PF Obligations due to Coronavirus

March 26, 2020

OCIE Cybersecurity and Resiliency Observations and Best Practices

February 5, 2020

Second Circuit: Criminal Fraud Statutes Do Not Require Prosecutors to Show that Tippers in Insider-Trading Cases Received a “Personal Benefit”

January 13, 2020

From the Expected to the Surprises: Highlights of SEC OCIE’s 2020 Priorities

January 10, 2020

Headwinds and Shifting Priorities: Beyond the Numbers In The SEC Enforcement Division’s 2019 Annual Report

November 11, 2019

Supreme Court to Consider Whether the SEC Has Authority to Seek Disgorgement in Federal Court Actions: Will the Court Further Prune the SEC’s Enforcement Powers?

November 5, 2019

SEC Brings Settled Action Against Mylan N.V. for Alleged Failure to Disclose Government Investigation

October 8, 2019

SEC’s OCIE Affiliate Transaction Risk Alert Highlights Pitfalls in Obtaining Effective Consent

October 3, 2019