Robin M. Bergen
Professional Bio
Robin M. Bergen’s practice focuses on government and internal investigations, and regulatory enforcement and examination of broker-dealers and investment advisers.
From Government Shutdown to COVID-19: SEC Enforcement Division Releases Final Chapter of Jay Clayton-led SEC
Cleary Enforcement Watch ·
Despite Disagreements, SEC Commissioners Emphasize Need for Clear Disclosure by ESG Funds
Cleary Enforcement Watch ·
Despite Disagreements, SEC Commissioners Emphasize Need for Clear Disclosure by ESG Funds
Cleary Enforcement Watch ·
CFTC Division of Enforcement Releases Guidance on Evaluating Compliance Programs
Cleary Enforcement Watch ·