Robin M. Bergen
Professional Bio
Robin M. Bergen’s practice focuses on government and internal investigations, and regulatory enforcement and examination of broker-dealers and investment advisers.
Supreme Court Upholds, with Limits, the SEC’s Authority to Seek Disgorgement
Cleary Enforcement Watch ·
SEC Chief Accountant Weighs in on Accounting Issues During the COVID-19 Outbreak
Cleary Enforcement Watch ·
SEC Provides Relief to Investment Advisers From Form ADV and Form PF Obligations due to Coronavirus
Cleary Enforcement Watch ·
OCIE Cybersecurity and Resiliency Observations and Best Practices
Cleary Enforcement Watch ·