
Robin M. Bergen
Professional Bio
Robin M. Bergen’s practice focuses on government and internal investigations, and regulatory enforcement and examination of broker-dealers and investment advisers.
From the Expected to the Surprises: Highlights of SEC OCIE’s 2020 Priorities
Cleary Enforcement Watch ·
Headwinds and Shifting Priorities: Beyond the Numbers In The SEC Enforcement Division’s 2019 Annual Report
Cleary Enforcement Watch ·
SEC Brings Settled Action Against Mylan N.V. for Alleged Failure to Disclose Government Investigation
Cleary Enforcement Watch ·
SEC’s OCIE Affiliate Transaction Risk Alert Highlights Pitfalls in Obtaining Effective Consent
Cleary Enforcement Watch ·