Robin M. Bergen

ID: 1b832987-2619-30fb-68c4

Claimed Record

Organization: Cleary Gottlieb Steen & Hamilton LLP

Professional Bio

Robin M. Bergen’s practice focuses on government and internal investigations, and regulatory enforcement and examination of broker-dealers and investment advisers.

SEC to Allow Settling Parties to Submit Simultaneous Settlement Offers and Applications for Waiver from Disqualifications

Cleary Enforcement Watch · July 11, 2019

Proposed Bad Actor Disqualification Act of 2019 Would Severely Limit the Availability of Waivers for Institutions Entering into Settlements with the SEC and DOJ

Cleary Enforcement Watch · July 9, 2019

SEC Adopts Regulation Best Interest and Investment Adviser Conduct Guidance

Cleary Enforcement Watch · June 20, 2019

SEC Privacy Risk Alert may Foreshadow Upcoming Reg S-P Enforcement Against Broker-Dealers, Investment Advisers

Cleary Enforcement Watch · May 15, 2019

CFTC Division of Enforcement Releases First Public Enforcement Manual

Cleary Enforcement Watch · May 13, 2019

Practice Areas

Business and Commercial

Criminal

Jurisdictions

North America

United States