Robin M. Bergen

ID: 1b832987-2619-30fb-68c4

Claimed Record

Organization: Cleary Gottlieb Steen & Hamilton LLP

Professional Bio

Robin M. Bergen’s practice focuses on government and internal investigations, and regulatory enforcement and examination of broker-dealers and investment advisers.

CFTC Chairman Announces Formal Cooperation Agreement With State Securities Agencies

Cleary Enforcement Watch · May 24, 2018

Second Circuit Again Reverses Fraud Conviction of RMBS Trader Litvak

Cleary Enforcement Watch · May 8, 2018

SEC Proposes New Best Interest Standard for Broker-Dealers and “Clarification” of Existing Fiduciary Standard for Investment Advisers

Cleary Enforcement Watch · May 2, 2018

Lessons for Broker-Dealers and Investment Advisers from the SEC Office of Compliance Inspections and Examinations 2018 Priorities

Cleary Enforcement Watch · February 23, 2018

Voluntary Remediation in the SEC Context: Avoiding Common Pitfalls

Cleary Enforcement Watch · February 2, 2018

Practice Areas

Business and Commercial

Criminal

Jurisdictions

North America

United States