Robin M. Bergen
Professional Bio
Robin M. Bergen’s practice focuses on government and internal investigations, and regulatory enforcement and examination of broker-dealers and investment advisers.
“Oral Downloads” of Counsel Interviews Waived Attorney Work Product Protection from Disclosure
Cleary Enforcement Watch ·
SEC Releases Enforcement Division FY 2017 Annual Report: Shift in Tone and Likely Approach
Cleary Enforcement Watch ·