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Brian Friedman

ID: 1b838dde-2619-30fb-68c4

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Claimed Record

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Organization: Proskauer Rose LLP

SEC’s 2016 Examination Priorities Focus on Retail Investors, Market Wide Risk and Use of Data Analytics

Corporate Defense and Disputes · January 12, 2016

FINRA’s 2016 Examination Priorities Identifies New Initiatives on Market Integrity and Firm Culture and Further Concern on Supervision and Controls

Corporate Defense and Disputes · January 8, 2016

FINRA Arbitration Task Force Fails To Reach Consensus On Many Major Issues

Corporate Defense and Disputes · December 21, 2015

SEC Proposal Would Limit Investment In Derivatives By Investment Companies

Corporate Defense and Disputes · December 14, 2015

CFTC Proposes New Regulations For Algorithmic Trading

Corporate Defense and Disputes · December 8, 2015

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Practice Areas

Banking, Finance and Securities

Business and Commercial

Jurisdictions

Publishing Record

Publisher Since 2014

Total Articles 19

Most Recent January 12, 2016

Cite This Author

Brian Friedman, Proskauer Rose LLP

LexBlog Author ID:

1b838dde-2619-30fb-68c4

www.lexblog.com/author/bfriedman

Contact

FirmProskauer Rose LLP

Emailbfriedman@proskauer.com

BlogCorporate Defense and Disputes

Call us at 1-800-913-0988 or email sales@lexblog.com.

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