SEC’s 2016 Examination Priorities Focus on Retail Investors, Market Wide Risk and Use of Data Analytics January 12, 2016
FINRA’s 2016 Examination Priorities Identifies New Initiatives on Market Integrity and Firm Culture and Further Concern on Supervision and Controls January 8, 2016
SEC Proposes Rules To Enhance Transparency And Oversight Of Alternative Trading Systems November 19, 2015
SEC Chair Calls for Reexamination of Treasury Market Regulations in Light of High Speed Electronic Trading October 21, 2015
CFTC Accuses Firm Manually Entering Orders Of Spoofing Scheme That Fooled Algorithmic Traders October 20, 2015
