Brian Friedman
FINRA’s 2015 Examination Priorities Zero In On Abusive Trading Algorithms and Other Issues Involving Trading Technology
Corporate Defense and Disputes ·
SEC Working Papers Suggest Market Benefits From Certain Types of High-Frequency and Low-Latency Trading
Corporate Defense and Disputes ·
Regulators Continue To Address High-Frequency Trading
Corporate Defense and Disputes ·
Second Circuit Rules That Derivatives Counterparty Is Not A “Customer” of Broker-Dealer Under FINRA Rules
Corporate Defense and Disputes ·