SEC Sanctions Two Exchanges for Failing to Accurately Describe Order Types and Making Preferential Disclosure to High Frequency Traders January 13, 2015
FINRA’s 2015 Examination Priorities Zero In On Abusive Trading Algorithms and Other Issues Involving Trading Technology January 8, 2015
SEC Working Papers Suggest Market Benefits From Certain Types of High-Frequency and Low-Latency Trading December 30, 2014
Second Circuit Rules That Derivatives Counterparty Is Not A “Customer” of Broker-Dealer Under FINRA Rules October 20, 2014