Elise W. Michael

ID: 1b830a72-2619-30fb-68c4

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Unclaimed

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Organization: Katten Muchin Rosenman

FINRA Reminds Member Firms of Obligations for Customer Order Handling, Margin Requirements and Effective Liquidity Management Practices During Extreme Market Conditions

Corporate & Financial Weekly Digest · March 26, 2021

Annual Verification in the FINRA Contact System Due January 27

Corporate & Financial Weekly Digest · January 22, 2021

CFTC Staff Provides Limited Continuation of Certain No-Action Relief to Market Participants in Response to COVID-19

Corporate & Financial Weekly Digest · January 22, 2021

Remote Online Testing Available for Candidates Seeking to Take Futures Industry Proficiency Examinations

Corporate & Financial Weekly Digest · January 22, 2021

OCIE Provides Observations on Cybersecurity and Operational Resiliency Best Practices

Corporate & Financial Weekly Digest · January 31, 2020