Elise W. Michael
CFTC and SEC Participate in the Signing Ceremony for the IOSCO Enhanced Multilateral MOU Concerning Cross-Border Enforcement
Corporate & Financial Weekly Digest ·
Proposed Amendments to NFA Bylaw 1301 Regarding the Schedule of Dues and Assessments
Corporate & Financial Weekly Digest ·
Proposed Amendments to NFA Interpretive Notice Compliance Rule 2-9: Supervision of Branch Offices and Guaranteed IBs
Corporate & Financial Weekly Digest ·
OCIE Issues Risk Alert on Compliance Issues Related to Best Execution by Investment Advisers
Corporate & Financial Weekly Digest ·
SEC Releases Updates to Custody Rule Frequently Asked Questions
Corporate & Financial Weekly Digest ·