Gregory A. Uffner
CFTC Takes Action on Rules Relating to Swaps and Swap Execution Facilities
Corporate & Financial Weekly Digest ·
FINRA Reminds Members of Obligations Related to OTC Securities Quoted by a Filed Form 211
Corporate & Financial Weekly Digest ·
CFTC Extends Comment Period on Proposed Amendments to the Volcker Rule
Corporate & Financial Weekly Digest ·
NFA Releases Notice Regarding Swap Valuation Dispute Filing Process
Corporate & Financial Weekly Digest ·
FINRA Seeks Comment on Fintech Innovation in Broker-Dealer Industry
Corporate & Financial Weekly Digest ·