James Van De Graaff

ID: 1b830a02-2619-30fb-68c4
Unclaimed
Organization: Katten Muchin Rosenman
2017 Examination Priorities Announced by the SEC
Corporate & Financial Weekly Digest ·
FINRA Publishes 2017 Regulatory and Examination Priorities Letter
Corporate & Financial Weekly Digest ·
FINRA Interprets “As Soon As Practicable” Requirement Under Trade Reporting Rules
Corporate & Financial Weekly Digest ·
CBOE Files Proposal To Amend Priority Rules
Corporate & Financial Weekly Digest ·
SEC Approves Plan To Create Consolidated Audit Trail
Corporate & Financial Weekly Digest ·