James Van De Graaff

ID: 1b830a02-2619-30fb-68c4
Unclaimed
Organization: Katten Muchin Rosenman
SEC Approves Amendments to Rules Governing Communications With the Public
Corporate & Financial Weekly Digest ·
SEC Approves FINRA’s Capital Acquisition Broker Rules
Corporate & Financial Weekly Digest ·
SEC Approves FINRA’s TRACE Amendments for CMO Transactions
Corporate & Financial Weekly Digest ·
SEC Approves FINRA’s TRACE Amendments for US Treasury Securities
Corporate & Financial Weekly Digest ·
“Trade Match” and “Trade Acceptance” Clearing Submissions on FINRA’s Alternative Display Facility
Corporate & Financial Weekly Digest ·