
Louis D. Greenstein
Professional Bio
Louis a member of the firm’s Financial Services & Securities Enforcement Department. For more than 20 years, Louis has represented financial services firms, corporations, their boards, officers, directors and employees in investigations by the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority, the United States Department of Justice (DOJ), and state regulatory agencies. Louis also has substantial experience conducting internal investigations and counseling clients on corporate governance and disclosure issues, including strategies for avoiding potential regulatory issues through preventive remedial measures.
SEC Launches Self-Reporting Initiative for Investment Advisers
Subject to Inquiry ·
U.S. Supreme Court Rules Time Limits Apply to SEC Disgorgement Orders
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Just Admit It – SEC Requiring Admissions with Increased Frequency
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FY2015 SEC Enforcement Report
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