Louis D. Greenstein
Professional Bio
Louis a member of the firm’s Financial Services & Securities Enforcement Department. For more than 20 years, Louis has represented financial services firms, corporations, their boards, officers, directors and employees in investigations by the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority, the United States Department of Justice (DOJ), and state regulatory agencies. Louis also has substantial experience conducting internal investigations and counseling clients on corporate governance and disclosure issues, including strategies for avoiding potential regulatory issues through preventive remedial measures.
SIFMA Urges Senate to Pass Cyber Sharing Bill
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SEC Proposes to Amend Rules Governing Administrative Proceedings
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SEC’s OCIE Issues a Second Cybersecurity Risk Alert
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Second UBS Tax Investigation Shows the Continuing Allure of Whistleblower Law
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How Does Your Firm Compare? Results from the SEC’s Cybersecurity Examinations
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