Timothy D. Kertland
FINRA Provides Guidance on Liquidity Risk Management Practices
Corporate & Financial Weekly Digest ·
CFTC Announces Proposal to Amend the Definition of “Material Terms” for Purposes of Swap Portfolio Reconciliation
Corporate & Financial Weekly Digest ·
SEC Requests Public Comment on ETPs
Corporate & Financial Weekly Digest ·
NFA Proposes to Enhance Risk Management, Capital, Collateral and Disclosure Requirements for FDMs
Corporate & Financial Weekly Digest ·