Timothy D. Kertland
NFA Proposes Amendments to Its Articles of Incorporation
Corporate & Financial Weekly Digest ·
CFTC Requests Public Comment on a Petition from ASX Clear (Futures) Pty Limited for Exemption From Registration as a DCO
Corporate & Financial Weekly Digest ·
FINRA’s NAC Strengthens Sanction Guidelines Related to Fraud and Suitability
Corporate & Financial Weekly Digest ·
CFTC Issues No-Action Relief to SEFs and DCMs in Connection with Swaps with Operational or Clerical Errors
Corporate & Financial Weekly Digest ·
CFTC Issues No-Action Relief for SEF Confirmation and Recordkeeping Requirements and Confirmation Data Reporting Requirements
Corporate & Financial Weekly Digest ·